SEC Form 4 · accession 0001213900-16-017947
Atlantic Alliance Partnership Corp. · AAPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Klein
Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF2 | Nov 1, 2016 | J | 24,825 | $10.00 | A | 300,474 | I | See Footnote |
| Ordinary SharesF2 | Nov 1, 2016 | J | 43,785 | $10.50 | A | 344,259 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued upon the conversion of loans and advances provided to the issuer by the reporting person.
- F2AAP Sponsor (PTC) Corp. ("AAP") is the direct beneficial owner of these securities. Through a trust relationship with AAP, M. Klein & Company, LLC ("MK") has a pecuniary interest in 344,259 ordinary shares of the issuer. The reporting person disclaims any pecuniary interest he may have in the shares held by AAP aside from that arising from his ownership interest in AAP through MK.