SEC Form 4 · accession 0001213900-15-006475
Atlantic Alliance Partnership Corp. · AAPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Klein
Director
Period of report
Aug 20, 2015
Accepted (ET)
Aug 21, 2015 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Aug 20, 2015 | J | 2,500 | $0.00 | A | 299,694 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1AAP Sponsor (PTC) Corp. ("AAP") is the direct beneficial owner of these securities. Through a trust relationship with AAP, M. Klein & Company, LLC ("MK") had a pecuniary interest in 297,194 ordinary shares of the issuer. Subsequent to the resignation by one of the members of the board of directors of the Issuer, AAP reallocated 2,500 ordinary shares previously attributable to such departing director to MK. The reporting person disclaims any pecuniary interest he may have in these shares aside from that arising from his ownership interest in MK.