SEC Form 4 · accession 0001213900-15-003325
Atlantic Alliance Partnership Corp. · AAPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Klein
Director
Period of report
May 4, 2015
Accepted (ET)
May 6, 2015 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | May 4, 2015 | A | 75,000 | $10.00 | A | 297,194 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents ordinary shares of the issuer which were purchased by AAP Sponsor (PTC) Corp ("AAP") on a private placement basis simultaneously with the consummation of the Company's initial public offering.
- F2AAP is the direct beneficial owner of these securities. Through a trust relationship with AAP, M. Klein & Company, LLC ("MK") has a pecuniary interest in 297,194 ordinary shares of the issuer. Mr. Klein disclaims any pecuniary interest he may have in these shares aside from that arising from his ownership interest in MK.