SEC Form 4 · accession 0001213900-15-003323
Atlantic Alliance Partnership Corp. · AAPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Goodwin
Officer — Chief Executive Officer · Director
Period of report
May 4, 2015
Accepted (ET)
May 6, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | May 4, 2015 | A | 209,469 | $10.00 | A | 903,705 | I | See Footnote |
| Ordinary SharesF3,F4 | May 4, 2015 | J | 117,187 | $0.00 | D | 786,518 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents ordinary shares of the issuer which were purchased by AAP Sponsor (PTC) Corp ("AAP") on a private placement basis simultaneously with the consummation of the Company's initial public offering (the "Private Placement").
- F2AAP is the direct beneficial owner of these securities. Through a trust relationship with AAP, Mr. Goodwin has a pecuniary interest in these shares.
- F3As contemplated in connection with the initial public offering of the issuer, 234,375 ordinary shares (the "Forfeiture Shares") were returned by AAP to the issuer for no consideration and cancelled because the underwriter's over-allotment option was not fully exercised.
- F4AAP is the direct beneficial owner of these securities. Through a trust relationship with AAP, Lepe Partners LLP ("Lepe") has a pecuniary interest in 577,049 ordinary shares of the issuer (after forfeiture of Lepe's pecuniary interest in 117,187 Forfeiture Shares). Mr. Goodwin is the Chief Executive Officer of Lepe. Mr. Goodwin disclaims any pecuniary interest he may have in these shares aside from that arising from his ownership interest in Lepe