SEC Form 3 · accession 0001213900-15-003087
Atlantic Alliance Partnership Corp. · AAPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Jonathan Goodwin
Officer — President and CEO · Director · 10% Owner
Lepe Partners LLP
10% Owner
Period of report
Apr 28, 2015
Accepted (ET)
Apr 28, 2015 · 9:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | holding | — | — | — | 694,236 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1140,624 ordinary shares are subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option.
- F2AAP Sponsor (PTC) Corp. ("AAP") is the direct beneficial owner of these securities. Through a trust relationship with AAP, Lepe Partners LLP ("Lepe") has a pecuniary interest in 694,236 ordinary shares of the issuer. Mr. Goodwin is the Chief Executive Officer of Lepe. Mr. Goodwin disclaims any pecuniary interest he may have in these shares aside from that arising from his ownership interest in Lepe.