SEC Form 4 · accession 0001744653-18-000005
Babcock & Wilcox Enterprises, Inc. · BW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sumeeta M. Maxwell
Officer — SVP and Chief HR Officer
Period of report
Aug 14, 2018
Accepted (ET)
Aug 16, 2018 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630805
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $4.17 | Aug 14, 2018 | A | 24,904 | A | Aug 14, 2019 | Aug 14, 2028 | Common Stock | 24,904 | 24,904 | D |
Explanation of responses
- F1Grant of stock options pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.
- F2100% of the stock options vest August 14, 2019.