SEC Form 4 · accession 0001707399-18-000002
Babcock & Wilcox Enterprises, Inc. · BW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leslie C Kass
Officer — President and CEO
Period of report
Mar 1, 2018
Accepted (ET)
Mar 2, 2018 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630805
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2018 | M | 863 | $0.00 | A | 7,499 | D | |
| Common Stock | Mar 1, 2018 | F | 251 | $6.09 | D | 7,248 | D | |
| Common StockF1 | holding | — | — | — | 240 | I | 401k Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Mar 1, 2018 | M | 863 | D | — | Mar 1, 2019 | Common Stock | 863 | 863 | D |
Explanation of responses
- F1Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of February 28, 2018.
- F2RSUs vest in three equal annual installments beginning March 1, 2017.