SEC Form 4 · accession 0001692154-17-000002
Babcock & Wilcox Enterprises, Inc. · BW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J. Muckley
Officer — Senior Vice President
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630805
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | M | 384 | $0.00 | A | 581 | D | |
| Common Stock | Mar 1, 2017 | F | 147 | $10.33 | D | 434 | D | |
| Common Stock | Mar 2, 2017 | M | 319 | $0.00 | A | 753 | D | |
| Common Stock | Mar 2, 2017 | F | 122 | $10.58 | D | 631 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Mar 1, 2017 | M | 384 | D | — | Mar 1, 2019 | Common Stock | 384 | 768 | D |
| Restricted Stock UnitsF2 | $0.00 | Mar 2, 2017 | M | 319 | D | — | Mar 2, 2018 | Common Stock | 319 | 638 | D |
Explanation of responses
- F1RSUs vest in three equal annual installments beginning March 1, 2017.
- F2RSUs vest in three equal annual installments beginning March 2, 2016.