SEC Form 4 · accession 0001681626-18-000003
Babcock & Wilcox Enterprises, Inc. · BW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jimmy B Morgan
Officer — Senior Vice President
Period of report
Mar 3, 2018
Accepted (ET)
Mar 6, 2018 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630805
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2018 | M | 4,518 | $0.00 | A | 9,380 | D | |
| Common Stock | Mar 3, 2018 | F | 1,312 | $5.53 | D | 8,068 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Mar 3, 2018 | M | 4,518 | D | — | Mar 3, 2020 | Common Stock | 4,518 | 9,036 | D |
Explanation of responses
- F1RSUs vest in three equal annual installments beginning March 3, 2018.