SEC Form 4 · accession 0001681626-16-000004
Babcock & Wilcox Enterprises, Inc. · BW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jimmy B Morgan
Officer — Senior Vice President
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 1:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630805
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2016 | M | 2,867 | $0.00 | A | 2,867 | D | |
| Common Stock | Sep 1, 2016 | F | 947 | $16.66 | D | 1,920 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Sep 1, 2016 | M | 2,867 | D | — | Sep 1, 2018 | Common Stock | 2,867 | 5,734 | D |
Explanation of responses
- F1RSUs vest in three equal annual installments beginning September 1, 2016.