SEC Form 4 · accession 0001645012-15-000009
Babcock & Wilcox Enterprises, Inc. · BW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Goumas
Officer — Senior Vice President
Period of report
Nov 23, 2015
Accepted (ET)
Nov 23, 2015 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630805
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 23, 2015 | M | 1,088 | $6.27 | A | 7,234 | D | |
| Common StockF1 | holding | — | — | — | 471 | I | 401k Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $6.27 | Nov 23, 2015 | M | 1,088 | D | — | Mar 5, 2016 | Common Stock | 1,088 | 0 | D |
Explanation of responses
- F1Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of November 20, 2015.
- F2100% of stock options vest immediately.