SEC Form 4 · accession 0001644999-17-000033
Babcock & Wilcox Enterprises, Inc. · BW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jenny L Apker
Officer — Senior Vice President and CFO
Period of report
Jul 1, 2017
Accepted (ET)
Jul 5, 2017 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630805
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2017 | M | 1,383 | $0.00 | A | 30,352 | D | |
| Common Stock | Jul 1, 2017 | F | 455 | $11.76 | D | 29,897 | D | |
| Common StockF1 | holding | — | — | — | 512 | I | 401k Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Jul 1, 2017 | M | 1,383 | D | — | Jul 1, 2018 | Common Stock | 1,383 | 1,383 | D |
Explanation of responses
- F1Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of March 1, 2017.
- F2RSUs vest in three equal annual installments beginning July 1, 2016.