SEC Form 4/A · accession 0001644999-17-000022
Babcock & Wilcox Enterprises, Inc. · BW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
E James Ferland Jr.
Officer — Chairman and CEO · Director
Period of report
Mar 9, 2017
Accepted (ET)
Apr 10, 2017 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630805
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2017 | P | 20,000 | $9.62 | A | 240,040 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.58 to $9.71, inclusive. The reporting person undertakes to provide to Babcock & Wilcox Enterprises, Inc., any security holder of Babcock & Wilcox Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Remarks
The Form 4 filed on March 9, 2017 correctly reported the purchase of shares by the reporting person with transaction code P. Due to a clerical error, the footnote contained in the Form 4 inadvertently referred to the reported transaction as a sale rather than a purchase. This amendment is being filed to correct and restate the footnote in its entirety.