SEC Form 4 · accession 0001644999-16-000069
Babcock & Wilcox Enterprises, Inc. · BW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jenny L Apker
Officer — Senior Vice President and CFO
Period of report
Aug 15, 2016
Accepted (ET)
Aug 15, 2016 · 3:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630805
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2016 | P | 12,000 | $16.58 | A | 25,227 | D | |
| Common StockF2 | holding | — | — | — | 512 | I | 401k Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.5545 to $16.60, inclusive. The reporting person undertakes to provide to Babcock & Wilcox Enterprises, Inc., any security holder of Babcock & Wilcox Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of June 30, 2016.