SEC Form 4 · accession 0001644980-16-000009
Babcock & Wilcox Enterprises, Inc. · BW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S Low
Officer — Senior Vice President
Period of report
Mar 4, 2016
Accepted (ET)
Mar 7, 2016 · 1:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630805
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2016 | M | 2,628 | $0.00 | A | 9,822 | D | |
| Common Stock | Mar 4, 2016 | F | 869 | $19.54 | D | 8,953 | D | |
| Common StockF1 | holding | — | — | — | 629 | I | 401k Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Mar 4, 2016 | M | 373 | D | — | Mar 4, 2016 | Common Stock | 373 | 0 | D |
| Restricted Stock UnitsF2 | $0.00 | Mar 4, 2016 | M | 2,255 | D | — | Mar 4, 2016 | Common Stock | 2,255 | 0 | D |
Explanation of responses
- F1Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of March 2, 2016.
- F2100% of the RSUs vest on March 4, 2016.