SEC Form 4 · accession 0001644979-16-000007
Babcock & Wilcox Enterprises, Inc. · BW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendy S Radtke
Officer — SVP and Chief HR Officer
Period of report
Apr 6, 2016
Accepted (ET)
Apr 7, 2016 · 1:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630805
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 6, 2016 | M | 5,649 | $0.00 | A | 7,229 | D | |
| Common Stock | Apr 6, 2016 | F | 1,868 | $20.82 | D | 5,361 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Apr 6, 2016 | M | 3,785 | D | — | Apr 6, 2018 | Common Stock | 3,785 | 7,572 | D |
| Restricted Stock UnitsF1 | $0.00 | Apr 6, 2016 | M | 1,864 | D | — | Apr 6, 2018 | Common Stock | 1,864 | 3,728 | D |
Explanation of responses
- F1RSUs vest in three equal annual installments beginning April 6, 2016.