SEC Form 4 · accession 0001644925-18-000009
Babcock & Wilcox Enterprises, Inc. · BW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel W Hoehn
Officer — Vice President and CAO
Period of report
Mar 17, 2018
Accepted (ET)
Mar 20, 2018 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630805
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2018 | M | 3,077 | $0.00 | A | 4,632 | D | |
| Common Stock | Mar 17, 2018 | F | 897 | $4.45 | D | 3,735 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Mar 17, 2018 | M | 2,325 | D | — | Mar 17, 2018 | Common Stock | 2,325 | 0 | D |
| Restricted Stock UnitsF2 | $0.00 | Mar 17, 2018 | M | 752 | D | — | Mar 17, 2018 | Common Stock | 752 | 0 | D |
Explanation of responses
- F1100% of the RSUs vest on March 17, 2018
- F2RSUs vest in three equal annual installments beginning March 17, 2016.