SEC Form 4 · accession 0001644925-17-000007
Babcock & Wilcox Enterprises, Inc. · BW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel W Hoehn
Officer — Vice President and CAO
Period of report
Mar 17, 2017
Accepted (ET)
Mar 20, 2017 · 3:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630805
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2017 | M | 751 | $0.00 | A | 1,545 | D | |
| Common Stock | Mar 17, 2017 | F | 288 | $9.22 | D | 1,257 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Mar 17, 2017 | M | 751 | D | — | Mar 17, 2018 | Common Stock | 751 | 752 | D |
Explanation of responses
- F1RSUs vest in three annual installments beginning March 17, 2016.