SEC Form 4 · accession 0001607264-17-000006
Babcock & Wilcox Enterprises, Inc. · BW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elias Gedeon
Officer — SVP & Chief Bus. Dev. Officer
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 12:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630805
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2017 | M | 411 | $0.00 | A | 11,613 | D | |
| Common Stock | May 15, 2017 | F | 135 | $10.75 | D | 11,478 | D | |
| Common StockF1 | holding | — | — | — | 180 | I | 401k Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | May 15, 2017 | M | 411 | D | — | May 15, 2017 | Common Stock | 411 | 0 | D |
Explanation of responses
- F1Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of March 1, 2017.
- F2RSUs vest in two equal annual installments beginning May 15, 2016