SEC Form 4 · accession 0001584346-16-000020
Babcock & Wilcox Enterprises, Inc. · BW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Carano
Officer — SVP & Treasurer
Period of report
Jun 12, 2016
Accepted (ET)
Jun 13, 2016 · 12:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630805
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2016 | M | 1,588 | $0.00 | A | 13,529 | D | |
| Common Stock | Jun 12, 2016 | F | 527 | $21.72 | D | 13,002 | D | |
| Common StockF1 | holding | — | — | — | 248 | I | 401k Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Jun 12, 2016 | M | 1,588 | D | — | Jun 12, 2016 | Common Stock | 1,588 | 0 | D |
Explanation of responses
- F1Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of March 2, 2016.
- F2100% of the RSUs vest on June 12, 2016.