SEC Form 4 · accession 0001144204-18-002661
TPG RE Finance Trust, Inc. · TRTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Period of report
Jan 16, 2018
Accepted (ET)
Jan 18, 2018 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001 per shareF1,F2 | Jan 16, 2018 | J | 10,027,145 | $0.00 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a pro rata, in-kind distribution by Altair Commercial Real Estate Lending Fund, LLC ("Altair") without additional consideration, to its members (the "Members"). Such shares of common stock may be sold by the Members pursuant to Rule 144 ("Rule 144") under the Securities Act of 1933, as amended, after the requisite holding period under Rule 144 is met.
- F2First Republic Investment Management, Inc. ("FRIM") is the manager of Altair. FRIM disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.