SEC Form 3 · accession 0000899243-17-018589
TPG RE Finance Trust, Inc. · TRTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
CAREIT US INVESTMENTS LP
10% Owner
CAREIT CANADA DCR GP
10% Owner
CAREIT FONDS GOV DC INC.
10% Owner
Period of report
Jul 19, 2017
Accepted (ET)
Jul 19, 2017 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | holding | — | — | — | 7,236,361 | D | ||
| Common Stock, par value $0.001 per shareF1,F2 | holding | — | — | — | 7,236,361 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,376,959 shares of common stock that the reporting person has the right to acquire pursuant to a stock dividend. On July 3, 2017, TPG RE Finance Trust, Inc. (the "Company") declared a stock dividend, payable on the closing date of the Company's initial public offering to all holders of record of common stock on July 3, 2017, of 0.235 shares of common stock for each share of common stock outstanding. The payment of the stock dividend is contingent on the completion of the Company's initial public offering.
- F2Careit Canada DCR GP owns 99.9% of the ownership interests of Careit US Investments LP, and Careit Fonds Gov DC Inc. owns 85.3% of the ownership interests of Careit Canada DCR GP.