SEC Form 4 · accession 0001687585-17-000003
VW WIN CENTURY INC. · VWIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teik Keng Goh
Director · 10% Owner
Period of report
Nov 14, 2016
Accepted (ET)
Feb 6, 2017 · 3:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 14, 2016 | C | 56,840,566 | $0.0001 | A | 159,366,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF1 | — | Nov 14, 2016 | C | 20,000,000 | D | Aug 26, 2016 | — | Class A Common Stock | 59,840,566 | 0 | D |
Explanation of responses
- F1The Series A Preferred Stock is convertible, at the option of the holder, into shares of the Company's Class A Common Stock, with five business days' notice into 60% of the total number of then issued and outstanding shares of Class A Common Stock, provided that no conversion will take place until all holders of the Series A Preferred Stock consent to such conversion. TeikKeng Goh is the sole owner of 100% of the outstanding shares of Series A Preferred Stock and on November 7, 2016, he notified the Issuer of his election to convert the Series A Preferred Stock into 59,840,566 shares of Class A Common Stock.