SEC Form 4 · accession 0001615774-18-000119

Change Agents Corporation. · CHGA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Steven Philip Sukel

Director

Period of report

Apr 1, 2017

Accepted (ET)

Jan 4, 2018 · 5:54 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001630212

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, $.0001 par value	Apr 1, 2017	P	200,000	$1.50	A	200,000	D
Common Stock, $.0001 par value	Nov 20, 2017	P	100	$2.00	A	200,100	D
Common Stock, $.0001 par value	Nov 21, 2017	P	100	$1.95	A	200,200	D
Common Stock, $.0001 par value	Nov 21, 2017	P	200	$3.00	A	200,500	D
Common Stock, $.0001 par value	Nov 22, 2017	P	100	$2.95	A	200,600	D
Common Stock, $.0001 par value	Nov 24, 2017	P	1,000	$3.00	A	201,600	D
Common Stock, $.0001 par value	Nov 27, 2017	P	750	$3.00	A	202,350	D
Common Stock, $.0001 par value	Nov 27, 2017	P	100	$3.34	A	202,450	D
Common Stock, $.0001 par value	Nov 30, 2017	P	800	$3.00	A	203,250	D
Common Stock, $.0001 par value	Nov 30, 2017	P	500	$3.15	A	203,750	D
Common Stock, $.0001 par value	Nov 30, 2017	P	100	$3.34	A	203,850	D
Common Stock, $.0001 par value	Nov 30, 2017	P	100	$3.39	A	203,950	D
Common Stock, $.0001 par value	Nov 30, 2017	P	200	$3.54	A	204,150	D
Common Stock, $.0001 par value	Nov 30, 2017	P	100	$3.59	A	204,250	D
Common Stock, $.0001 par value	Nov 30, 2017	P	600	$3.35	A	204,750	D
Common Stock, $.0001 par value	Nov 30, 2017	P	500	$3.60	A	205,250	D
Common Stock, $.0001 par value	Nov 30, 2017	P	500	$3.80	A	205,750	D
Common Stock, $.0001 par value	Nov 30, 2017	P	500	$4.00	A	206,250	D
Common Stock, $.0001 par value	Nov 30, 2017	P	100	$3.25	A	206,350	D
Common Stock, $.0001 par value	Nov 30, 2017	P	100	$3.20	A	206,450	D
Common Stock, $.0001 par value	Nov 30, 2017	P	750	$3.25	A	207,200	D
Common Stock, $.0001 par value	Nov 30, 2017	P	200	$3.25	A	207,400	D
Common Stock, $.0001 par value	Dec 1, 2017	P	750	$3.20	A	208,150	D
Common Stock, $.0001 par value	Dec 1, 2017	P	700	$3.00	A	208,850	D
Common Stock, $.0001 par value	Dec 4, 2017	P	815	$3.05	A	209,665	D
Common Stock, $.0001 par value	Dec 4, 2017	P	200	$3.50	A	209,865	D
Common Stock, $.0001 par value	Dec 4, 2017	P	250	$2.50	A	210,115	D
Common Stock, $.0001 par value	Dec 5, 2017	P	1,100	$2.50	A	211,215	D
Common Stock, $.0001 par value	Dec 7, 2017	P	100	$1.99	A	211,315	D
Common Stock, $.0001 par value	Dec 8, 2017	P	100	$1.99	A	211,415	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option^F1	$1.49	holding	—	—	—	Apr 1, 2017	Apr 1, 2022	Common Stock	30,000	30,000	D

Explanation of responses

F1Mr. Sukel is entitled to receive options to receive 40,000 shares of common stock per year at an exercise price equal to the closing price on December 31st of the prior year. The options shall vest in equal amounts quarterly and shall be exercisable for a period of five years. The options for 2017 have been pro-rated. As result, Mr. Sukel received a stock option to acquire 30,000 shares of common stock at an exercise price of $1.49 per share for a term of five years vesting 10,000 shares at the beginning of each quarter commencing April 1, 2017.