SEC Form 3 · accession 0001615774-17-004007
Change Agents Corporation. · CHGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yancen Lu
Director
Period of report
Apr 20, 2017
Accepted (ET)
Aug 2, 2017 · 10:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value per share | holding | — | — | — | 5,000,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $1.49 | holding | — | — | — | Apr 28, 2017 | Apr 28, 2022 | Common Stock, $0.0001 par value per share | 30,000 | — | D |
Explanation of responses
- F1Mr. Lu is entitled to receive options to receive 40,000 shares of common stock per year at an exercise price equal to the closing price on December 31st of the prior year. The options shall vest in equal amounts quarterly and shall be exercisable for a period of five years. The options for 2017 have been pro-rated. As result, Mr. Lu received a stock option to acquire 30,000 shares of common stock at an exercise price of $1.49 per share for a term of five years vesting 10,000 shares at the beginning of each quarter commencing April 1, 2017.