SEC Form 4 · accession 0001209191-16-153825
Bojangles', Inc. · BOJA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Collins
Director
Period of report
Dec 6, 2016
Accepted (ET)
Dec 7, 2016 · 2:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 6, 2016 | S | 111,164 | $16.3875 | D | 316,500 | I | I |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of common stock of the Issuer were sold in connection with a secondary offering of the common stock of the Issuer pursuant to the prospectus supplement, dated November 30, 2016, and accompanying registration statement on Form S-3, dated November 16, 2016.
- F2The shares reported herein are held directly by Advent-Bojangles Acquisition L.P. ("Advent Bojangles"). Advent Partners GPE-VI 2008 Limited Partnership ("Advent Partners 2008") holds a partnership interest in Advent Bojangles and the Reporting Person is a limited partner of Advent Partners 2008. The shares reported herein are directly owned by Advent Bojangles and may be deemed indirectly owned by the Reporting Person, however, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his respective pecuniary interest therein, if any, and the inclusion of these shares herein shall not be deemed an admission of beneficial ownership of all of the reported shares for purpose of Section 16 or any other purpose.