SEC Form 4 · accession 0001209191-15-043078
Bojangles', Inc. · BOJA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Steven J Collins
Director
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 10:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 13, 2015 | C | 568,988 | $0.00 | A | 568,988 | I | I |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF3,F2 | — | May 13, 2015 | C | 568,988 | D | — | — | Common Stock | 568,988 | 0 | I |
Explanation of responses
- F1Represents the total number of shares of Common Stock which were received upon (i) the conversion of 1,584.7546 shares of Series A Preferred Stock to Common Stock and (ii) the 359.03843-for-1 Common Stock split, effective upon the closing of the Issuer's initial public offering of its Common Stock.
- F2The shares reported herein are held directly by Advent-Bojangles Acquisition L.P. ("Advent Bojangles"). Advent Partners GPE-VI 2008 Limited Partnership ("Advent Partners 2008") holds a partnership interest in Advent Bojangles and the Reporting Person is a limited partner of Advent Partners 2008. The shares reported herein are directly owned by Advent Bojangles and may be deemed indirectly owned by the Reporting Person, however, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his respective pecuniary interest therein, if any, and the inclusion of these shares herein shall not be deemed an admission of beneficial ownership of all of the reported shares for purpose of Section 16 or any other purpose.
- F3Effective upon the closing of the Issuer's initial public offering of its Common Stock, the 1,584.7546 shares of Series A Preferred Stock were converted into Common Stock and the Issuer effected a 359.03843-for-1 stock split (subject to rounding to eliminate any fractional shares), into the number of shares of Common Stock shown in column 7. The shares of Series A Preferred Stock did not have an expiration date and the shares were convertible, at any time, at the holder's election, into Common Stock of the Issuer.