SEC Form 4 · accession 0001192482-18-000282
Bojangles', Inc. · BOJA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tommy L Haddock
Director
Period of report
Jun 7, 2018
Accepted (ET)
Jun 11, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 7, 2018 | A | 3,355 | — | A | 11,679 | D | |
| Common StockF3 | holding | — | — | — | 475,075 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Granted in the form of restricted stock units which may only be settled by the issuance of the Issuer's common stock. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock.
- F2100% of the restricted stock units will vest on the date of the Issuer's next annual stockholders' meeting, subject to the reporting person's continued service to the Company. Vested shares will be delivered to the reporting person within ten days of the vesting date of such restricted stock unit.
- F3The securities are held of record by Tri-Arc Food Systems, Inc. Tommy L. Haddock is the president and director, and major stockholder, of Tri-Arc Food Systems, Inc. and accordingly has beneficial ownership of the shares held directly by Tri-Arc Food Systems, Inc.