SEC Form 4 · accession 0001192482-17-000184
Bojangles', Inc. · BOJA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R. Kibler
Director
Period of report
Jun 29, 2017
Accepted (ET)
Jun 30, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 29, 2017 | M | 25,000 | $2.03 | A | 71,332 | D | |
| Common StockF2 | Jun 29, 2017 | S | 25,000 | $16.41 | D | 46,332 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $2.03 | Jun 29, 2017 | M | 25,000 | D | — | Apr 16, 2022 | Common Stock | 25,000 | 357,867 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.25 to $16.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The time based stock options are fully vested and currently exercisable.