SEC Form 4 · accession 0001192482-16-000768
Bojangles', Inc. · BOJA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tommy L Haddock
Director
Period of report
Dec 6, 2016
Accepted (ET)
Dec 8, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2016 | S | 150,000 | $17.25 | D | 475,075 | I | See footnote |
| Restricted Stock UnitsF2 | holding | — | — | — | 2,770 | D | ||
| Common Stock | holding | — | — | — | 2,631 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities are held of record by Tri-Arc Food Systems, Inc. Tommy L. Haddock is the president and director, and major stockholder, of Tri-Arc Food Systems, Inc. and accordingly has beneficial ownership of the shares held directly by Tri-Arc Food Systems, Inc.
- F2100% of the restricted stock units will vest on the date of the Issuer's next annual stockholders' meeting, subject to the reporting person's continued service to the Company. Vested shares will be delivered to the reporting person within ten days of the vesting date of such restricted stock unit.