SEC Form 4 · accession 0001192482-16-000606
Bojangles', Inc. · BOJA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth E Avery
Officer — Sr. Vice President & COO
Period of report
Jun 6, 2016
Accepted (ET)
Jun 7, 2016 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2016 | M | 10,000 | $2.03 | A | 10,000 | D | |
| Common Stock | Jun 6, 2016 | S | 10,000 | $18.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $2.03 | Jun 6, 2016 | M | 10,000 | D | — | Apr 17, 2022 | Common Stock | 10,000 | 82,711 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The time based stock options vested as follows: 25% on the one year anniversary of 8/18/2011 (8/18/12) and 6.25% each quarter thereafter with 8/18/15 as the final vesting date.