SEC Form 4 · accession 0001192482-15-000192
Bojangles', Inc. · BOJA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric McGrew Newman
Officer — Exec. VP, Secy & Gnl Csl.
Period of report
May 11, 2015
Accepted (ET)
May 13, 2015 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 11, 2015 | C | 15,723 | — | A | 15,723 | I | See Footnote |
| Common StockF2 | May 13, 2015 | S | 3,905 | $19.00 | D | 11,818 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF1,F2 | — | May 11, 2015 | C | 15,723 | D | — | — | Common Stock | 15,723 | 0 | I |
Explanation of responses
- F1All shares of Series A preferred stock were converted at the option of the stockholder pursuant to the terms of the Issuer's Second Amended and Restated Certificate of Incorporation, as amended (the "Charter"). Number of shares reported on a post-split basis, pursuant to a Certificate of Amendment to the Charter which was filed on and effective on May 12, 2015.
- F2The securities are held of record by Silver Sun Properties, LLC. Eric M. Newman is the manager and majority equity-holder of Silver Sun Properties, LLC and accordingly has beneficial ownership of the shares held directly by Silver Sun Properties, LLC.