SEC Form 4 · accession 0001192482-15-000189

Bojangles', Inc. · BOJA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

May 13, 2015

Accepted (ET)

May 13, 2015 · 4:25 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001630132

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	May 13, 2015	C	831,633	—	A	831,633	I	See Footnote
Common Stock^F2	May 13, 2015	S	206,558	$19.00	D	625,075	I	See Footnote
Restricted Stock Units^F4,F3	May 13, 2015	A	2,631	—	A	2,631	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series A Preferred Stock^F1,F2	—	May 13, 2015	C	831,633	D	—	—	Common Stock	831,633	0	I

F1All shares of Series A preferred stock were automatically converted into shares of common stock at the time of the closing of the Issuer's initial public offering on May 13, 2015.
F2The securities are held of record by Tri-Arc Food Systems, Inc. Tommy L. Haddock is the president and director, and a major stockholder, of Tri-Arc Food Systems, Inc, and accordingly has beneficial ownership of the shares held directly by Tri-Arc Food Systems, Inc.
F3Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock.
F4100% of the restricted stock units will vest on the date of the Issuer's next annual meeting, subject to the reporting person's continued service to the Company. Vested shares will be delivered to the reporting person within ten days of the vesting date of such restricted stock unit.