SEC Form 4 · accession 0000947871-19-000057
Bojangles', Inc. · BOJA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tommy L Haddock
Director
Period of report
Jan 28, 2019
Accepted (ET)
Jan 28, 2019 · 12:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2019 | D | 8,324 | $16.10 | D | 0 | D | |
| Common StockF2 | Jan 28, 2019 | D | 475,075 | $16.10 | D | 0 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jan 28, 2019 | D | 3,355 | D | — | — | Common Stock | 3,355 | 0 | D |
Explanation of responses
- F1Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated November 5, 2018, by and among the issuer, Walker Parent, Inc. and Walker Merger Sub, Inc. At the effective time of the merger, (i) each outstanding share of common stock was cancelled and automatically converted into the right to receive $16.10 in cash and (ii) each restricted stock unit vested in full and was converted into the right to receive $16.10 in cash.
- F2The securities are held of record by Tri-Arc Food Systems, Inc. Tommy L. Haddock is the president and director, and major stockholder, of Tri-Arc Food Systems, Inc. and accordingly has beneficial ownership of the shares held directly by Tri-Arc Food Systems, Inc.