SEC Form 4 · accession 0000947871-18-000954
Bojangles', Inc. · BOJA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M John Jordan
Officer — SR VP Of Finance & CFO
Period of report
Dec 7, 2018
Accepted (ET)
Dec 10, 2018 · 11:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2018 | M | 100,000 | $2.03 | A | 137,366 | D | |
| Common StockF1 | Dec 7, 2018 | F | 43,395 | $16.10 | D | 93,971 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $2.03 | Dec 7, 2018 | M | 100,000 | D | Aug 8, 2015 | Apr 16, 2022 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1Reflects 43,395 shares withheld by the issuer at the closing market price of $16.10 per share, less an exercise price of $2.03 to fund the cashless exercise of the 100,000 vested options.
- F2The time based stock options are fully vested and currently exercisable.