SEC Form 4 · accession 0001127602-16-056768
Columbia Pipeline Group, Inc. · CPGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah S Parker
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 1, 2016 · 1:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001629995
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01F1 | Jul 1, 2016 | D | 52,566 | $25.50 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Jul 1, 2016 | D | 36,624 | D | — | — | Common Stock, Par Value $0.01 | 36,624 | 0 | D |
Explanation of responses
- F1Includes (i) shares of common stock which pursuant to the Agreement and Plan of Merger, dated as of March 17, 2016, between the registrant and TransCanada Corporation and certain of its affiliates, among others (the "Merger"), were converted into the right to receive a cash payment of $25.50 per share; and (ii) the conversion of restricted stock units into the right to receive a cash payment of $25.50 per share in connection with the Merger.
- F2Represents a change by the reporting person in the underlying investment option of the reporting person's NiSource Inc. restricted stock units from an investment option that tracks the value of Columbia Pipeline Group, Inc. common stock to a different investment option. The change in investment option was caused solely by the Merger.