SEC Form 4 · accession 0001094891-17-000077
Long Blockchain Corp. · LBCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip J. Thomas
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 9:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001629261
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Purchase)F1 | $4.50 | Mar 10, 2017 | A | 75,000 | A | — | Mar 9, 2022 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1The stock option immediately vests as to 25,000 shares and vests as to the remaining 50,000 shares in two equal annual installments on March 10, 2018 and 2019.