SEC Form 5/A · accession 0000899243-18-004081
Global Blood Therapeutics, Inc. · GBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
Charles J Homcy
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2018 · 9:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001629137
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 14, 2016 | J | 14,611 | $0.00 | D | 223,117 | D | |
| COMMON STOCK | Nov 14, 2016 | J | 14,611 | $0.00 | D | 14,611 | I | By Charles Homcy Revocable Trust |
| COMMON STOCK | Nov 23, 2016 | G | 10,000 | $0.00 | D | 4,611 | I | By Charles Homcy Revocable Trust |
| COMMON STOCK | Dec 23, 2016 | J | 10,432 | $0.00 | D | 212,685 | D | |
| COMMON STOCK | Dec 23, 2016 | J | 10,432 | $0.00 | A | 15,043 | I | By Charles Homcy Revocable Trust |
| COMMON STOCK | holding | — | — | — | 1,600 | I | By Charles Homcy Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was omitted from the Reporting Person's original Form 5, and the shares were not deducted from the Reporting Person's holdings in all Forms 4 filed by the Reporting Person after his original Form 5 was filed.
- F2The Reporting Person's revocable trust gifted 10,000 shares to a charitable foundation on November 23, 2016. The reporting person disclaims beneficial ownership of the shares held by the charitable trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the charitable trust's shares for purposes of Section 16 or for any other purpose. This report is being filed with respect to this transaction solely to correct the total number of shares held directly and indirectly by the Reporting Person and his trusts immediately following the transaction.