SEC Form 4 · accession 0000899243-17-006624
Global Blood Therapeutics, Inc. · GBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles J Homcy
Director
Period of report
Mar 2, 2017
Accepted (ET)
Mar 6, 2017 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001629137
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 2, 2017 | S$0 | 0 | $0.00 | D | 0 | I | See Footnote |
| Common StockF4,F5,F6 | Mar 2, 2017 | S$0 | 0 | $0.00 | D | 0 | I | See Footnote |
| Common Stock | holding | — | — | — | 237,728 | D | ||
| Common Stock | holding | — | — | — | 1,600 | I | Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 2, 2017, Third Rock Ventures II, L.P. ("TRV II") sold 1,000,000 shares of Common Stock of the Issuer. The shares were sold in one execution at a price per share of $25.50.
- F2After the transaction referenced in note (1), TRV II owned 6,475,191 shares.
- F3The reporting person is a partner of Third Rock Ventures GP II, L.P., which is the general partner of TRV II. The reporting person disclaims beneficial ownership over the shares held by TRV II, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares.
- F4On March 2, 2017, Third Rock Ventures III, L.P. ("TRV III") sold 1,000,000 shares of Common Stock of the Issuer. The shares were sold in one execution at a price per share of $25.50.
- F5After the transaction referenced in note (4), TRV III owned 285,713 shares.
- F6The reporting person is a partner of Third Rock Ventures GP III, L.P., which is the general partner of TRV III. The reporting person disclaims beneficial ownership over the shares held by TRV III, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares.