SEC Form 4 · accession 0001179110-18-001916
Merchants Bancorp · MBIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F. Petrie
Officer — Chairman and CEO · Director
Period of report
Jan 3, 2018
Accepted (ET)
Feb 9, 2018 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001629019
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2018 | G | 171,670 | $0.00 | A | 1,881,470 | D | |
| Common StockF1 | Jan 3, 2018 | G | 4,957,250 | $0.00 | D | 0 | I | Spouse is Trustee of the Michael F. Petrie Grantor Retained Annuity Trust |
| Common StockF1 | Jan 3, 2018 | G | 2,392,790 | $0.00 | A | 2,392,790 | I | Spouse is Trustee of the Emily J. Petrie Irrevocable Trust - 2010 |
| Common StockF1 | Jan 3, 2018 | G | 2,392,790 | $0.00 | A | 2,392,790 | I | Spouse is Trustee of the Julia L. Petrie Irrevocable Trust - 2010 |
| Common Stock | holding | — | — | — | 1,436,000 | I | By Spouse | |
| Common Stock | holding | — | — | — | 950,000 | I | Spouse is Trustee of the Emily J. Petrie Irrevocable GST Trust 2010 | |
| Common Stock | holding | — | — | — | 950,000 | I | Spouse is Trustee of the Julia L. Petrie Irrevocable GST Trust 2010 | |
| 8% Non-Cumulative, Perpetual Preferred Stock | holding | — | — | — | 5,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Distribution pursuant to the terms of The Michael F. Petrie Grantor Retained Annuity Trust to beneficiaries who are the Reporting Person and trusts for the adult children of the Reporting Person for which the Reporting Person's spouse is the Trustee.