SEC Form 4 · accession 0001179110-18-001914
Merchants Bancorp · MBIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall D. Rogers
Officer — Vice Chairman · Director
Period of report
Jan 3, 2018
Accepted (ET)
Feb 9, 2018 · 7:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001629019
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2018 | G | 277,599 | $0.00 | A | 546,786 | D | |
| Common StockF1 | Jan 3, 2018 | G | 7,624,812 | $0.00 | D | 0 | I | Spouse is Trustee of the Randall D. Rogers Grantor Retained Annuity Trust |
| Common Stock | holding | — | — | — | 582,000 | I | Spouse is Trustee of the Katherine H. Rogers Irrevocable GST Trust 2011 | |
| Common Stock | holding | — | — | — | 582,000 | I | Spouse is Trustee of the Carey Rogers Kulongoski Irrevocable GST Trust 2010 | |
| Common Stock | holding | — | — | — | 582,000 | I | Spouse is Trustee of the Randall D. Rogers, Jr. Irrevocable GST Trust 2011 | |
| 8% Non-Cumulative, Perpetual Preferred Stock | holding | — | — | — | 5,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Distribution pursuant to the terms of The Randall D. Rogers Grantor Retained Annuity Trust to beneficiaries who are the Reporting Person and adult children of the Reporting Person.