SEC Form 4 · accession 0001104659-19-010333
Merchants Bancorp · MBIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R. Dury
Officer — President of Merchants Capital
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001629019
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 21, 2019 | A | 3,913 | $0.00 | A | 38,676 | D | |
| 8 % Non-Cumulative, Perpetual Preferred Stock | holding | — | — | — | 300 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting on 12/31/2021 and shares are issued
- F2includes 14,579 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 5,429 vesting 12/31/2019; 5,237 vesting 12/31/2020; and 3,913 vesting 12/31/2021