SEC Form 4 · accession 0001104659-19-010332
Merchants Bancorp · MBIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J. Dunlap
Officer — President, COO · Director
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001629019
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 21, 2019 | A | 12,703 | $0.00 | A | 53,415 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting on 12/31/2021 and shares are issued
- F2includes 33,422 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 11,366 vesting 12/31/2019; 9,353 vesting 12/31/2020; and 12,703 vesting 12/31/2021