SEC Form 4 · accession 0001104659-18-072146
Merchants Bancorp · MBIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F. Petrie
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Dec 7, 2018
Accepted (ET)
Dec 10, 2018 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001629019
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 7, 2018 | G | 15,273 | $0.00 | D | 3,302,197 | D | |
| Common Stock | holding | — | — | — | 2,392,790 | I | Spouse is Trustee of the Emily J. Petrie Irrevocable Trust - 2010 | |
| Common Stock | holding | — | — | — | 2,392,790 | I | Spouse is Trustee of the Julia L. Petrie Irrevocable Trust - 2010 | |
| Common Stock | holding | — | — | — | 950,000 | I | Spouse is Trustee of the Emily J. Petrie Irrevocable GST Trust 2010 | |
| Common Stock | holding | — | — | — | 950,000 | I | Spouse is Trustee of the Julia L. Petrie Irrevocable GST Trust 2010 | |
| 8 % Non-Cumulative, Perpetual Preferred Stock | holding | — | — | — | 5,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported disposition represents a bona fide charitable gift made by Mr. Petrie and his spouse, Jody J. Petrie
- F2Shares held by Mr. Petrie jointly with his spouse, Jody J. Petrie.