SEC Form 4 · accession 0001104659-18-071545
Merchants Bancorp · MBIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick D. O'Brien
Director
Period of report
Dec 4, 2018
Accepted (ET)
Dec 6, 2018 · 8:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001629019
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 4, 2018 | P | 3,000 | $22.99 | A | 66,866 | D | |
| 8 % Non-Cumulative, Perpetual Preferred Stock | holding | — | — | — | 1,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchase was made pursuant to an instruction in compliance with Rule 10b5-1(c) and Mr. O'Brien was notified of the trade on December 5, 2018.