SEC Form 4 · accession 0001628908-18-000066
Evolent Health, Inc. · EVH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lydia Stone
Officer — Chief Accounting Officer
Period of report
Aug 30, 2018
Accepted (ET)
Sep 4, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001628908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Aug 30, 2018 | S | 1,365 | $25.00 | D | 15,390 | D | |
| Class A Common StockF2 | Aug 30, 2018 | M | 1,000 | $6.87 | A | 16,390 | D | |
| Class A Common StockF2 | Aug 30, 2018 | S | 1,000 | $25.00 | D | 15,390 | D | |
| Class A Common StockF2 | Aug 30, 2018 | M | 2,908 | $10.27 | A | 18,298 | D | |
| Class A Common StockF2 | Aug 30, 2018 | S | 2,908 | $25.00 | D | 15,390 | D | |
| Class A Common StockF2 | Aug 30, 2018 | M | 1,532 | $18.25 | A | 16,922 | D | |
| Class A Common StockF2 | Aug 30, 2018 | S | 1,532 | $25.00 | D | 15,390 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Option (right to buy)F3 | $6.87 | Aug 30, 2018 | M | 1,000 | D | — | Jan 1, 2025 | Class A Common Stock | 1,000 | 1,000 | D |
| Class A Common Stock Option (right to buy)F4 | $10.27 | Aug 30, 2018 | M | 2,908 | D | — | Mar 1, 2026 | Class A Common Stock | 2,908 | 5,814 | D |
| Class A Common Stock Option (right to buy)F5 | $18.25 | Aug 30, 2018 | M | 1,532 | D | — | Feb 1, 2027 | Class A Common Stock | 1,532 | 4,595 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2017.
- F2Includes restricted stock units under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.
- F3The Class A Common Stock Options exercised vested on January 1, 2018.
- F4The Class A Common Stock Options exercised vested on March 1, 2018.
- F5The Class A Common Stock Options exercised vested on February 1, 2018.