SEC Form 4 · accession 0000950157-16-002082
Evolent Health, Inc. · EVH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lydia Stone
Officer — Principal Accounting Officer
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001628908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 15, 2016 | M | 1,000 | $6.87 | A | 8,734 | D | |
| Class A Common Stock | Aug 15, 2016 | S | 500 | $25.62 | D | 8,234 | D | |
| Class A Common Stock | Aug 15, 2016 | S | 500 | $25.70 | D | 7,734 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Options (right to buy)F2 | $6.87 | Aug 15, 2016 | M | 1,000 | D | — | Jan 1, 2025 | Class A Common Stock | 1,000 | 3,000 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2016.
- F2The Class A Common Stock Options exercised vested on January 1, 2016 and represent one fourth of the Class A Common Stock Options granted to the reporting person on January 1, 2015; the balance vests in equal installments annually over the following three years.