SEC Form 4 · accession 0001213900-16-014821
Tempus Applied Solutions Holdings, Inc. · TMPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher D. Brady
Director · 10% Owner
Period of report
Jun 23, 2016
Accepted (ET)
Jul 7, 2016 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001628871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 23, 2016 | A | 1,000 | $1.22 | A | 109,750 | D | |
| Common StockF1 | Jun 24, 2016 | A | 1,000 | $1.28 | A | 110,750 | D | |
| Common StockF2 | holding | — | — | — | 307,500 | I | See Foonote | |
| Common StockF3 | holding | — | — | — | 3,036,824 | I | See Foonote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person directly owns the 2,000 shares of Common Stock purchased in these transactions through his individual retirement account, of which he is the beneficial owner.
- F2Mr. Brady indirectly owns these securities through his membership interests in Antwerp L.L.C., the general partner of The Chart Group, L.P.
- F3Mr. Brady indirectly owns these securities through his membership interests in Antwerp L.L.C., the general partner of The Chart Group, L.P., which is the sole managing member of Chart Acquisition Group LLC.