SEC Form 4 · accession 0000947871-17-000381
Tempus Applied Solutions Holdings, Inc. · TMPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
May 10, 2017
Accepted (ET)
May 16, 2017 · 11:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001628871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 10, 2017 | P | 2,032,944 | $0.13 | A | 2,032,944 | I | Through holding company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of the Issuer's common stock (the "Shares") were acquired by Santiago Business Co. International Ltd., a business company organized under the laws of the British Virgin Islands ("Santiago"), upon partial satisfaction of a promissory note pursuant to which such Shares had been pledged to an affiliate of Santiago to secure payment of the promissory note.
- F2These Shares are held by Santiago.