SEC Form 4 · accession 0001209191-18-059054
Audentes Therapeutics, Inc. · BOLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis G Lange
Director
Period of report
Nov 15, 2018
Accepted (ET)
Nov 16, 2018 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001628738
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2018 | S | 20,000 | $22.49 | D | 345,799 | D | |
| Common StockF1,F2 | Nov 15, 2018 | S | 4,000 | $22.49 | D | 3,555 | I | By Adrienne M. MacMillan Revocable Trust |
| Common StockF3 | holding | — | — | — | 18,678 | I | By Amygdala Lange Trust | |
| Common StockF4 | holding | — | — | — | 1,558 | I | By Lange Minor's Trust | |
| Common StockF5 | holding | — | — | — | 42,343 | I | By Asset Management Ventures Fund, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person contributed shares of the Issuer's common stock to an exchange fund in exchange for shares of the exchange fund. The Issuer's common stock was valued at $22.49 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person.
- F2The reporting person's spouse is the trustee of the Adrienne M. MacMillan Revocable Trust. The reporting person disclaims beneficial ownership of such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.
- F3The reporting person's spouse is the trustee of the Amygdala Lange Trust. The reporting person disclaims beneficial ownership of such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.
- F4The reporting person's spouse is the trustee of the Lange Minor's Trust. The reporting person disclaims beneficial ownership of such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.
- F5The reporting person is a general partner of Asset Management Ventures Fund, L.P. ("AMVF L.L.P."), and has shared voting and dispositive power over the shares held by AMVF L.L.P. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.